Compliance is not something you can leave to chance; if you do, you place your whole business at risk.

FSA liaison and visits

 

Preparation is the key prior to any visit. The FSA will collate the information they already hold regarding a firm and request additional information from the firm, in a timely manner.  The information needs to be provided in a professional format, and be complete. 

Insynergi is not only able to consult as to the information required by the FSA, but also help the Directors and Executives prepare for the questions that will be asked and the format the visit will take.

Please call on 01672 514487 to have a conversation about your needs or email compliance@insynergiuk.co.uk. 

Contact us now to find out how Insynergi can help you improve your business quality, staff retention rates and customer satisfaction.

Insynergi (UK) Limited is a member of the Association of Professional Compliance Consultants (APCC) and the Financial Skills Partnership (FSP).