Compliance is not something you can leave to chance; if you do, you place your whole business at risk.

Outsourcing

 

From time to time firms need assistance to ensure they meet the regulatory standards.

Insynergi offer bespoke T&C Supervision and File assessments/reviews either on a short term or ongoing basis.

Customer File Reviews

Customer file reviews are, in our view, one of the most important regular compliance processes.  We regularly assist clients with assessments that take account of the overall suitability of the product appearing to meet the Customer’s personal needs, objectives, and risk profile.  This might be in a targeted or high risk area, or to assist during a time of increased business or staff absence. 

T&C Supervision

We can assist in ensuring that training and competence supervision is of benefit, making sure it fits with a firms’ business model and productivity, or, we can undertake observations, role plays and development meetings, on a small or large scale.  We ensure that you have the evidence you need to demonstrate the activity undertaken reflects the challenges placed on your growing business.

Please call on 01672 514487 to have a conversation about your needs or email compliance@insynergiuk.co.uk. 

Contact us now to find out how Insynergi can help you improve your business quality, staff retention rates and customer satisfaction.

Insynergi (UK) Limited is a member of the Association of Professional Compliance Consultants (APCC) and the Financial Skills Partnership (FSP).