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Compliance is not something you can leave to chance - if you do, you place your whole business at risk.

At Insynergi we will work with you so that your business is not only compliant but compliance becomes a way of life. When quality becomes the way you do business you not only keep the regulator happy, you keep the customer happy. This makes you more profitable.

Insynergi brings you years' of experience and expertise gained in the compliance operation of a major financial services provider. Once we understand your business we will tailor a compliance framework to your needs, one that fits with the way you run your business leaving you to concentrate on what you do best – helping your clients.

A well-designed training and competence scheme doesn’t only tick an FSA box, it can (and should) be an effective business tool. Insynergi can design a Training & Competence scheme (T&C) to suit your business needs, becoming an integral part of the way you develop your people.

At Insynergi we can also offer you:

  • Compliance health checks
  • Help with Treating Customer Fairly requirements – understanding and embedding into your business
  • Compliance manuals
  • Training and competence manuals
  • Compliance helplines
  • Client file checking
  • Recruitment processing
  • Financial monitoring
  • Regulatory updates
  • FSA liaison
  • Risk analysis
  • FSA RMAR returns

Contact us now to find out how Insynergi can help you improve your business quality, staff retention rates and customer satisfaction.

Insynergi (UK) Limited are members of the Financial Services Skills Council (FSSC) and the Association of Professional Compliance Consultants (APCC).

Treating Customers Fairly (TCF)

Have you put TCF at the centre of your business and have you done enough to demonstrate that you are able to deliver the six TCF consumer actions?

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Retail Mediation Activities Return (RMAR)

The FSA have stated that they will be looking at firms RMAR to ensure that they are an accurate reflection of their activities. Are you confident that your returns will stand up to FSA scrutiny?

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FSA finds poor practice in the Sub Prime market

Are you concerned that your own record keeping may not adequately support the advice you are giving?

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Contact us now

find out how Insynergi can help you improve your business quality, staff retention rates and customer satisfaction. Click here.

Email our Compliance Team:

compliance@insynergiuk.co.uk

FSA website link

APCC website link

 

 

 

 

 

 

 

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